| Date | Organization | Topic | Consultation Paper | Our Response |
|---|---|---|---|---|
| 16 Aug 2024 | HKEX | Review of Corporate Governance Code and Related Listing Rules | Download | Download |
| 27 May 2024 | Securities and Futures Commission (SFC) | Consultation on proposals to (i) introduce a statutory scheme of arrangement and compulsory acquisition mechanism for real estate investment trusts and (ii) enhance the SFO market conduct regime for listed collective investment schemes | Download | Download |
| 29 Feb 2024 | Financial Services and the Treasury Bureau (FSTB) and Hong Kong Monetary Authority (HKMA) | Consultation Paper on the Legislative Proposal to Implement the Regulatory Regime for Stablecoin Issuers in Hong Kong | Download | Download |
| 11 Dec 2023 | Securities and Futures Commission (SFC) | Consultation Paper on the Proposed Guidelines for Market Soundings | Download | Download |
| 06 Nov 2023 | HKEX | Consultation Paper on GEM Listing Reforms | Download | Download |
| 14 Jul 2023 | HKEX | Consultation Paper on Enhancement of Climate-related Disclosures Under the Environmental, Social and Governance Framework | Download | Download |
| 30 Jun 2023 | Hong Kong Monetary Authority (HKMA) | Discussion Paper on Prototype of a Green Classification Framework for Hong Kong | Download | Download |
| 31 May 2023 | Hang Seng Indexes | Consultation Paper on Eligibility of Foreign Companies to the Hang Seng Index ("HSI") and Review Results of the Seven Industry Groups for HSI Constituent Selection and the Number of "HK" Constituents in the HSI | Download | Download |
| 31 Mar 2023 | Securities and Futures Commission (SFC) | Consultation Paper on the Proposed Regulatory Requirements for Virtual Asset Trading Platform Operators Licensed by the Securities and Futures Commission | Download | Download |
| Date | Organization | Topic | Consultation Paper | Our Response |
|---|---|---|---|---|
| 16 Aug 2024 | HKEX | Review of Corporate Governance Code and Related Listing Rules | Download | Download |
| 27 May 2024 | Securities and Futures Commission (SFC) | Consultation on proposals to (i) introduce a statutory scheme of arrangement and compulsory acquisition mechanism for real estate investment trusts and (ii) enhance the SFO market conduct regime for listed collective investment schemes | Download | Download |
| 29 Feb 2024 | Financial Services and the Treasury Bureau (FSTB) and Hong Kong Monetary Authority (HKMA) | Consultation Paper on the Legislative Proposal to Implement the Regulatory Regime for Stablecoin Issuers in Hong Kong | Download | Download |
| 11 Dec 2023 | Securities and Futures Commission (SFC) | Consultation Paper on the Proposed Guidelines for Market Soundings | Download | Download |
| 06 Nov 2023 | HKEX | Consultation Paper on GEM Listing Reforms | Download | Download |
| 14 Jul 2023 | HKEX | Consultation Paper on Enhancement of Climate-related Disclosures Under the Environmental, Social and Governance Framework | Download | Download |
| 30 Jun 2023 | Hong Kong Monetary Authority (HKMA) | Discussion Paper on Prototype of a Green Classification Framework for Hong Kong | Download | Download |
| 31 May 2023 | Hang Seng Indexes | Consultation Paper on Eligibility of Foreign Companies to the Hang Seng Index ("HSI") and Review Results of the Seven Industry Groups for HSI Constituent Selection and the Number of "HK" Constituents in the HSI | Download | Download |
| 31 Mar 2023 | Securities and Futures Commission (SFC) | Consultation Paper on the Proposed Regulatory Requirements for Virtual Asset Trading Platform Operators Licensed by the Securities and Futures Commission | Download | Download |
| Date | Organization | Topic | Consultation Paper | Our Response |
|---|---|---|---|---|
| 29 Oct 2021 | HKEX | Consultation Paper on Special Purpose Acquisition Companies (“SPAC”) | Download | Download |
| 02 Sep 2021 | Legislative Council | Financial Reporting Council (Amendment) Bill 2021 | Download | Download |
| 17 Jun 2021 | HKEX | Consultation Paper on Review of Corporate Governance Code and Related Listing Rules | Download | Download |
| 28 May 2021 | HKEX | Consultation Paper on Listing Regime for Overseas Issuers | Download | Download |
| 10 Feb 2021 | Securities and Futures Commission (SFC) | Consultation Paper on Proposed Enhancements to the Competency Framework for Intermediaries and Individual Practitioners | Download | Download |
| 27 Jan 2021 | HKEX | Consultation Paper on Main Board Profit Requirement | Download | Download |
| 15 Jan 2021 | Securities and Futures Commission (SFC) | Consultation Paper on the Management and Disclosure of Climate-related Risks by Fund Managers | Download | Download |
| Date | Organization | Topic | Consultation Paper | Our Response |
|---|---|---|---|---|
| 08 Aug 2020 | Consultation Paper on Review of Listing Rules Relating to Disciplinary Powers and Sanctions | Download | Download | |
| 14 Aug 2020 | Consultation Paper on Proposed Amendments to the Code on Real Estate Investment Trusts | Download | Download | |
| 22 Aug 2019 | Consultation on Proposed Limited Partnership Fund Regime | Download | Download | |
| 18 Jul 2019 | Consultation Paper on Review of the ESG Reporting Guide and Related Listing Rules | Download | Download | |
| 09 Apr 2019 | Joint Consultation Paper on a Revised Operational Model for Implementing an Uncertificated Securities Market in HK | Download | Download | |
| 14 Jan 2019 | Bills Committee on Inland Revenue (Profits Tax Exemption for Funds) (Amendment) Bill 2018 | Download | Download | |
| 30 Nov 2018 | Proposal Relating to Listed Issuers with Disclaimer or Adverse Audit Opinion on Financial Statements | Download | Download | |
| 20 Aug 2018 | Consultation Paper on the OTC derivatives regime for Hong Kong – Proposed margin requirements for non-centrally cleared OTC derivative transactions | Download | Download | |
| 11 May 2018 | Further Consultation on Offline Requirements Applicable to Complex Products | Download | Download | |
| 21 Mar 2018 | A Listing Regime for Companies from Emerging and Innovative Sectors | Download | Download | |
| 21 Nov 2017 | Consultation Paper on Capital Raisings by Listed Issuers | Download | Download | |
| 18 Aug 2017 | Consultation Paper on Review of the GEM and Changes to the GEM and Main Board Listing Rules and and New Board Concept Paper | Download | Download | |
| 21 Jul 2017 | Consultation Paper on the Proposed Guidelines on Online Distribution and Advisory Platforms | Download | Download | |
| 03 Apr 2017 | Consultation Paper on the Proposed Amendments to the Securities and Futures (Professional Investor) Rules | Download | Download | |
| 30 Mar 2017 | Proposed Extension of Profits Tax Exemption to Onshore Privately Offered Open-ended Fund Companies | Download | Download | |
| 28 Feb 2017 | Consultation Paper on Proposals to Enhance Asset Management Regulation and Point-of-sale Transparency | Download | Download | |
| 30 Nov 2016 | Consultation on “Proposals to Enhance the Financial Dispute Resolution Scheme” | Download | Download | |
| 17 Nov 2016 | Consultation Paper on Proposed Enhancements to the Exchange’s Decision-Making and Governance Structure for Listing Regulation | Download | Download | |
| 31 May 2016 | Consultation Paper on Proposal for Revision of the Stock Option Position Limit Model | Download | Download | |
| 27 Apr 2016 | Exposure Draft of the Guidance Statement on Broadly Distributed Pooled Funds | Download | Download | |
| 05 Jan 2016 | Mandatory Provident Fund Schemes (Amendment) Bill 2015 | Download | Download | |
| 18 Sep 2015 | Consultation Paper on Review of the Environmental, Social and Governance Reporting Guide | Download | Download | |
| 30 Jun 2015 | Consultation Paper on Automatic Exchange of Financial Account Information in Tax Matters in Hong Kong | Download | Download | |
| 02 Jun 2015 | Consultation Paper on the Principles of Responsible Ownership | Download | Download |