Generative AI Application in Wealth Management

CPT/CE Eligibility (A Recognized CPT Provider)

 

 

 

 

CPT hour(s)	TBC
PL (CE) hour(s)	TBC
RBV CPD hour(s)	TBC

 

 

(CODE: 250115LU-CEX)

 

 

The landscape of wealth management is rapidly evolving with the integration of generative AI. In this talk, we will explore real-world applications of generative AI in investment and wealth management sectors. We will start by building a foundational understanding using concepts from linguistics and communication theory & build a theoretical framework of how Large Language Models (LLMs) are expected to work in different communication contexts. Next, we will discuss current and future use cases of LLMs and evaluate their feasibility using the theoretical framework. We will also review the regulatory landscape, focusing on guidance from key regulatory bodies like MAS and SFC. Finally, we will tie everything together & share practical strategies for adopting Generative AI for maximum impact in a regulated environment, including lessons learned from Endowus’ own experiences in deploying these solutions.

Agenda

 

 

 

 

1. Introduction
   • Overview of Generative AI
2. Case Study: GenAI at Endowus
   • Internal & External use cases
3. Language, Communication Theory & Large Language Models
   • Primer from linguistics & communications theory
   • Theoretical framework for contexts in which LLMs operate
4. Use Cases today and in the Future
   • Near-term & long-term use cases in investment & wealth management
   • Feasibility analysis using the theoretical framework
5. Regulatory Landscape
   • Guidance from MAS, SFC, and other regulators on use of Generative AI
6. GenAI Adoption
   • Strategies for adopting Generative AI
   • Risk assessment and testing
7. Q&A Session
   • Open floor for questions and discussion

CFA Society Hong Kong has participated in the CFA Societies Global Passport Program which allows CFA society members to enjoy local society member rate at selected events like this luncheon. Members of non-CFA Society Hong Kong CFA Institute societies qualify to attend this event at CFA Society Hong Kong member rates. Please contact CFA Society Hong Kong at [email protected] to register.

Remarks

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